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OBOBCRBankV
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Art. 3a Ordinanza del 30 aprile 2014 sulle banche e le casse di risparmio (OBCR) - Società del gruppo importanti
OBCR; Capitolo 1: Disposizioni generali
Art. 3a OBCR · Società del gruppo importanti
Le funzioni di una società del gruppo sono importanti per le attività soggette ad autorizzazione se sono necessarie al mantenimento di processi operativi rilevanti, in particolare nell’ambito della gestione della liquidità, della tesoreria, della gestione dei rischi, dell’amministrazione dei dati di base e della contabilità, del personale, delle tecnologie dell’informazione, del commercio e del regolamento, nonché del diritto e della «compliance».
Decisioni giudiziarie che applicano questa disposizione (15)
B-2433/2013 (Art. 3a al. 2 OB)
New Zealand Company Banned from Accepting Deposits in Switzerland
Determines what constitutes 'professional' activity in accepting public deposits.
B-2433/2013 (Art. 3a al. 3 OB)
New Zealand Company Banned from Accepting Deposits in Switzerland
Used to exclude specific liabilities from the definition of public deposits.
B-2723/2011 (Art. 3a Abs. 2 BankV)
Company and Director Fined for Illegally Accepting Public Deposits
This provision defines commercial activity in the context of accepting public deposits as accepting more than 20 public deposits, which is used to establish that the plaintiffs' activities were commercial.
B-2991/2011 (Art. 3a Abs. 2 BankV)
Director banned for unlawful deposit-taking and misleading advertising.
This provision defines commercial acceptance of public deposits as accepting more than 20 public deposits on a continuous basis, relevant to establishing the commercial nature of the deposits.
B-1489/2011 (art. 3a al. 3 let. a OB)
Virtual Currency Trader Liquidated for Unlawful Public Deposits
This provision defines exceptions to what constitutes a deposit, and the court determined that the appellant's activities did not fit within these exceptions.
B-1489/2011 (art. 3a al. 3 let. c OB)
Virtual Currency Trader Liquidated for Unlawful Public Deposits
This provision provides an exception for certain client account balances with securities dealers, precious metal dealers, asset managers, or similar companies, which the court found not applicable to the appellant's activities.
B-4066/2010 (Art. 3a Abs. 3 Bst. d BankV)
Financial Authority's Liquidation of Fraudulent Companies Upheld
Cited as an exception to the definition of public deposits, specifically for funds related to occupational pensions.
B-4710/2009 (Art. 3a Abs. 3 Bst. b BankV)
Company Illegally Accepted Public Deposits Via Non-Compliant Bonds
Cited as the provision that treats bonds as public deposits if the prospectus requirements of Art. 1156 OR are not met.
BVGE-2011-15 (Art. 3a Abs. 3 Bst. b BankV)
Company's Bond Issuance Deemed Illegal Public Deposit
Defines conditions under which bonds are not considered public deposits, specifically requiring compliance with prospectus information requirements.
B-277/2010 (Art. 3a Abs. 2 BankV)
Swiss Federal Administrative Court Upholds Liquidation of Company for Unlawful Deposit-Taking as Part of a Group
Defines 'commercially' in the context of accepting public deposits, stating that it applies to entities accepting more than 20 public deposits.
B-2311/2010 (Art. 3a Abs. 2 BankV)
Companies Banned From Advertising and Forced Into Bankruptcy for Unlawful Deposit-Taking
Defines 'gewerbsmässig' (business-like) for the purpose of accepting public deposits, based on the number of deposits.
B-8299/2008 (Art. 3a Abs. 2 BankV)
Group Companies Liquidated for Illegal Deposit Taking
Defines commercial activity in the context of banking law as holding more than 20 public deposits.
B-7765/2008 (Art. 3a Abs. 2 BankV)
Federal Administrative Court Partially Overturns Financial Regulator's Decision on Unlawful Deposits and Securities Trading
Definition of 'habitual' for the purpose of accepting public deposits (more than 20 deposits).
B-8227/2007 (Art. 3a Abs. 3 Bst. a BankV)
Supervisory Authority v. Unauthorized Securities Dealers
Used to exclude certain types of funds from the definition of 'deposits' under the Banking Act.
B-2482/2008 (Art. 3a Abs. 2 BankV)
Banking Commission Upholds Ruling Against Companies Illegally Accepting Deposits
Used to define 'commercial acceptance of public deposits' based on a legal presumption for receiving deposits from more than 20 depositors.