952.0
LBLBCRBankG
CH
CH
Art. 23 Legge federale dell'8 novembre 1934 sulle banche e le casse di risparmio (LBCR)
LBCR; Capo decimo: Vigilanza
Art. 23 LBCR
La FINMA può effettuare verifiche dirette presso banche, gruppi bancari e conglomerati finanziari se ciò è necessario in considerazione della loro importanza economica, della complessità della fattispecie da chiarire o per il collaudo di modelli interni.
Decisioni giudiziarie che applicano questa disposizione (9)
VPB 98-033 (Art. 23 P'' KS (nouveau) al. 1 LB)
Swiss Banking Act Revision: Cantonal Banks and Cross-Border Supervision
Empowers the Banking Commission to conduct direct controls abroad of foreign establishments of Swiss banks under its consolidated supervision.
VPB 98-033 (Art. 23 P'' KS (nouveau) al. 2 LB)
Swiss Banking Act Revision: Cantonal Banks and Cross-Border Supervision
Sets the conditions under which foreign banking or financial market supervisory authorities can conduct direct controls in Switzerland.
VPB 98-033 (Art. 23 P'' KS (nouveau) al. 3 LB)
Swiss Banking Act Revision: Cantonal Banks and Cross-Border Supervision
Specifies the type of information that can be obtained through cross-border direct controls, limited to what is necessary for consolidated supervision.
VPB 98-033 (Art. 23 P'' KS (nouveau) al. 4 LB)
Swiss Banking Act Revision: Cantonal Banks and Cross-Border Supervision
Regulates access to client data related to wealth management or investment operations during foreign inspections in Switzerland, requiring formal administrative procedures.
VPB 98-033 (Art. 23 P'' KS (nouveau) al. 5 LB)
Swiss Banking Act Revision: Cantonal Banks and Cross-Border Supervision
Allows the Banking Commission to accompany foreign supervisory authorities during direct controls in Switzerland or to have them accompanied by a recognized auditor.
VPB 98-033 (Art. 23 P'' KS (nouveau) al. 6 LB)
Swiss Banking Act Revision: Cantonal Banks and Cross-Border Supervision
Defines what constitutes 'establishments of banks' for the purpose of direct controls.
VPB 98-033 (Art. 23 P'' KS (nouveau) al. 7 LB)
Swiss Banking Act Revision: Cantonal Banks and Cross-Border Supervision
Obliges Swiss-organized establishments to provide necessary information and access to books for direct controls and administrative assistance.
B-277/2010 (Art. 23 quinquies BankG)
Swiss Federal Administrative Court Upholds Liquidation of Company for Unlawful Deposit-Taking as Part of a Group
Provides the legal basis for the supervisory liquidation of a company engaging in banking activities without a license.
B-6715/2007 (Art. 36a BEHG i.V.m. Art. 23 quater Abs. 3 BankG)
Securities Trading Ban Upheld for Individual Involved in Unlicensed Underwriting Scheme
These provisions concern the potential for criminal prosecution for non-compliance with disclosure obligations, referenced in the context of the appellant's lack of cooperation.