Legislator Rechtsprechung & Gesetzgebung
IECA 11 ECLI:IE:CA:2016:11 KI-generiert

Court of Appeal quashes manslaughter sentence for insufficient mitigation and restructures term with suspension.

Geschäftsnummer IECA 11
Gericht / Behörde
Rechtsordnung Irland (IE)
Entscheiddatum
Ausgang Teilweise gutgeheissen (Partially Allowed)

Legislator-Zusammenfassung

KI-generiert

The Court of Appeal quashed the appellant's twenty-year manslaughter sentence due to errors of principle regarding mitigating circumstances. The court found the sentencing judge failed to adequately recognize the plea of guilty, drug addiction, and potential for rehabilitation. Consequently, the sentence was restructured to suspend the final two years and six months while maintaining the headline term.

Legislator-Regeste

KI-generiert

Sentencing Act 2005; Criminal Procedure Act 1967: Where a sentence is imposed without sufficient recognition of mitigating factors or prospects of rehabilitation, the appellate court may quash and restructure the sentence to ensure justice is done.

Schlagwörter

KI-generiert
manslaughter sentencing mitigating circumstances rehabilitation prospects sentence restructuring drug addiction guilty plea appellate review Teilnahme an der Straftat

Zitierte Gesetzesbestimmungen

KI-generiert

Zitierte Rechtsprechung

KI-generiert
KI-generiert

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Volltext

THE COURT OF APPEAL

Birmingham J.

Mahon J.

Edwards J.

Appeal No.: 210/13

The People at the Suit of the Director of Public Prosecutions

Respondent

- and -

Keith Hall

Appellant

Judgment of the Court delivered on the 21st day of January 2016 by Mr. Justice Mahon

1. The appellant was convicted of the manslaughter of a sixteen year old girl, Melanie McNamara, on 1st July 2013. He had earlier

pleaded not guilty to murder, but guilty to manslaughter, and this plea was accepted by the Respondent. The appellant was

sentenced to imprisonment for a period of twenty years, the sentence to run from 21st February 2012. This is the appellant’s appeal

against that sentence.

Background facts

2. On the night of 8th February 2012, Ms. McNamara was sitting in a parked car with two friends at Brookview Way in Tallaght. A

black jeep pulled up alongside the car and a shotgun was discharged from the driver’s side of the car hitting Ms. McNamara in the

head. She was immediately driven to Tallaght Hospital, but was pronounced dead soon thereafter. The black jeep was subsequently

found abandoned at Citywest, and a number of items were discovered in the vehicle including a previously stolen double barrelled

shotgun. The appellant’s DNA was found on gloves which also contained some firearm residue, and this led to the appellant’s arrest on

16th February 2012.

3. The appellant’s involvement in the killing of Ms. McNamara arose in the following circumstances. Earlier on the evening of 8th

February 2012, the appellant agreed with others to throw a rock at a particular house in Tallaght for the purpose of enticing certain

people out of that house to facilitate them being shot. The appellant accepted that he knew that these people were to be shot on

leaving the house. It was alleged that one or both of them had, approximately one week earlier, been involved in a serious assault on

the appellant and this prompted the appellant’s agreement to undertake the attack on the house.

4. The appellant was not directly involved in the shooting of Ms. McNamara but assisted to a significant extent in events both prior

to, and subsequent to, the shooting. His involvement was substantial, and it is fortunate for him that he did not face a murder trial.

By all accounts, the decision to accept the plea to manslaughter was a pragmatic one having regard to possible legal issues which

might have arisen had the appellant been tried for murder.

The appellant’s personal circumstances

5. The appellant’s personal circumstances were outlined to the sentencing court, and also to this court. He has a dysfunctional

background and has had addiction problems for a number of years. Indeed, on the evening in question, he had taken drugs. He was

known to gardaí to have a serious problem with drug addiction.

6. The appellant has one hundred and eleven previous convictions, all of which relate to District Court offences. Most concern road

traffic matters, while others involved burglary, theft and possession of drugs for the purpose of sale and supply. He has a conviction

for possessing a knife, and three convictions relating to criminal damage. A sentence of eleven months was the longest sentence

imposed on him prior to this incident.

7. While none of the previous convictions came close to manslaughter in terms of their seriousness, their number is nevertheless

indicative of an individual who has shown a propensity to engage in criminality on a regular basis.

8. The appellant pleaded guilty to manslaughter and showed remorse at an early stage. His remorse was accepted by the

investigating gardaí as being genuine. The sentencing court was informed that the manner in which the appellant dealt with the

investigation of this incident while in custody was of considerable assistance to the prosecution.

9. The appellant’s admissions, albeit it at the tail end of a series of twenty one interviews, and his plea of guilty are also important

features of the case in that such acts of co-operation were mitigating factors.

The grounds of appeal

10. The appellant’s grounds of appeal are as follows:

(i) The learned sentencing judge erred in law in failing to properly conduct the sentencing process having regard to the

settled law with regard to the approach and procedure to be adopted.

(ii) The learned sentencing judge erred in law in failing and refusing to have any regard whatsoever to the issues of

addiction and substance abuse on the part of the appellant, and in explicitly disregarding this as a factor capable of being

accepted in mitigation.

(iii) The learned sentencing judge erred in law in failing to have any or any adequate regard to the dysfunctional

background of the appellant and in disregarding this as a matter which might be a potentially significant factor in the

sentencing process.

(iv) The learned sentencing judge erred in law in failing to have any regard whatsoever to the personal circumstances of

the appellant.

(v) The learned sentencing judge erred in law in failing to have any regard whatsoever to the rehabilitative efforts made

by the appellant.

(vi) The learned sentencing judge erred in law in failing to have any regard whatsoever to the admissions made by the

appellant while detained in custody and the co-operation displayed by him towards the investigation authorities, and to

thereby afford the appellant a reduction in terms of sentence.

(vii) The learned sentencing judge erred in law in failing to have adequate regard to the remorse displayed by the

appellant, and accepted as genuine, and to afford the appellant a reduction in terms of sentence having regard to same.

(viii) The learned sentencing judge erred in law in failing to have adequate regard in all the circumstances of the case to

the plea of guilty entered by the appellant.

(ix) The learned sentencing judge erred in law in failing to have any regard whatsoever to the youth of the appellant.

The sentencing judgment

11. In submissions made to the learned sentencing judge immediately prior to sentence by Counsel for the appellant, considerable

emphasis was placed on the appellant’s dysfunctional background and his difficult history with drug addiction, and the fact that drugs

influenced his involvement in this particular crime. His plea of guilty to manslaughter and his remorse and shame for his involvement in

this matter were also emphasised.

12. The brief sentencing judgment did not clearly identity the extent (if any) to which the plea of guilty or the appellant’s

dysfunctional background resulted in any reduction of what otherwise would have been an appropriate sentence for this crime. The

learned sentencing judge sentenced the appellant as follows:-

“One learns a new feature about criminality every day in this court and the new thing to emerge today is that if a stone

comes through your window, it is probably to draw you into a line of fire. Manslaughter is known for having the most

elastic penalty known to the law. It can range from a fine or suspended sentence to imprisonment for life. At the lower

end, that would arise where what occurred was virtually an accident or out of compassion, at the higher end of the

range, where it is akin to murder or worse. This case clearly falls into the higher range. I accept the matters mentioned

by Mr. Grehan as being aggravating. In mitigation of the fact that the accused showed remorse and that is accepted as

being genuine, but he would, of course, have been some sort of automation if he had not shown remorse in the

circumstances of this case. I accept that his plea of guilty is mitigating, though again he did not have much room to

manoeuvre in that regard.

As regards the background involvement of drink and drugs, I am bound by the ruling of Murray, Chief Justice as he then

was, that not only do these matters afford no defence, they also afford no mitigation in one’s responsibility to society.

In relation to his dysfunctional background, I follow the ruling of Mr. Justice Geoghegan in the case of DDP v. Martin

Stafford that this affords little, if any, mitigation.

I sentence the accused to twenty years imprisonment to date from .. 21st February 2012.”

13. Immediately following the imposition of the sentence of twenty years, Counsel for the appellant asked that consideration be given

to suspending a portion of the sentence. The learned sentencing judge declined to do so.

14. The aggravating matters suggested by Counsel for the respondent and which were accepted as being present by the learned

sentencing judge included the appellant’s knowledge that two people were to be shot, that he had played a critical part in the

operation by luring persons from a house by firing a brick at the house, his involvement in the disposal of the firearm and other items

after the incident, and his willing participation and overall significant role in the incident. Account was also taking of the fact that the

attack was clearly pre-mediated and planned in some detail, although Ms. McNamara was not the intended victim.

15. Prior to the imposition of the twenty year sentence, the learned sentencing judge had also heard and considered a very moving

impact statement read to the court by Ms. Jennifer Roche, Melanie’s godmother, on behalf of her parents, family and friends. That

statement very fully and impressively emphasised the enormous grief and loss inflicted on Melanie’s family by her death at a time when

she had her entire adult life yet to live. Such grief and loss was undoubtedly rendered significantly more painful for the parents and

family because of the brutal and senseless nature of Melanie’s death.

16. The learned sentencing judge correctly placed the offence at the higher end of the range for manslaughter. Manslaughter carries

a maximum sentence of life in prison. In allowing for a life term the legislature clearly recognised that manslaughter is an offence

which can occur in hugely different circumstances, and can, and in practice does, attract a great variation of sentences; from a

suspended sentence up to a life sentence, with these two extremes occurring quite rarely.

17. It goes without saying that this case presents as a very serious example of manslaughter and therefore required the imposition of

a lengthy sentence. Indeed it was serious enough as to have potentially attracted a life sentence, but such would arguably have

been excessive in all the circumstances given, in particular, the fact that the appellant was apparently not in the vehicle from which

the fatal shot was fired, and also because of his plea of guilty to manslaughter. The issue that arises for consideration by this court is

whether firstly, in all the circumstances, a sentence of twenty years imprisonment was the appropriate sentence for the appellant,

having regard to, in particular, the extent of his involvement in this dreadful crime, and secondly, if such a sentence was appropriate,

ought some portion of that term have been suspended having regard to, not only the mitigating factors, but the possibility of

rehabilitation for this relatively young offender with due regard to his significant involvement in criminality prior to this offence. In the

course of his sentencing judgment, the learned sentencing judge referred to judgments in the cases of DPP v. Keane [2008] 3I.R. 177

and DPP v. Stafford [2008] IECCA 15 in the context of the role played by the appellant’s drug addiction in this offence. Both were

considered, in a similar context by Mr. Justice Clarke in his judgment in the case of DPP v. Adam Fitzgibbon [2014] IECCA 12, when he

stated the following:

“It does not seem to this Court that, in Keane, Murray C.J. was laying down a broad principle that the fact that an

accused suffers from difficulties with substance abuse cannot be a factor to be taken into account in the sentencing

process. Rather, this Court was making clear that the mere fact that an offence is committed by a person who is under

the voluntary influence of drink or drugs does not, of itself, offer any significant mitigation. If people get drunk and

commit offences while they are drunk, then they cannot be heard to use their drunkenness as a mitigating factor.

However, that is not to say that, in particular, persons who suffer from a persistent problem of addiction or substance

abuse should not have, in an appropriate case, that factor taken into account. There is a world of difference between a

case in which a person seeks to rely on the fact that they were drunk to provide some partial mitigation for an offence

and one where a person who suffers from substance abuse. and in particular, may be seeking to take steps to deal with

their problem although not yet successfully, may seek to offer that as part of the general circumstances which ought to

be taken into account.”

18. Clarke J. went on to consider the judgment in the Stafford case and said:-

“It seems to this Court that Geoghegan J. was doing no more than emphasising that the mere fact that a person may

have some unfortunate elements to their background cannot, of itself and by itself, amount to a significant mitigating

factor. As Geoghegan J. pointed out many families suffer difficulties and do not resort to crime. However, it again seems

to this Court that the judgment delivered by Geoghegan J. in Stafford is not authority for the proposition that a

dysfunctional background, no matter how severe, can not be a potentially significant factor to be properly taken into

account in the sentencing process.

To say, as the sentencing judge in this case said, that the combined effect of the judgments of this Court in Keane and

Stafford is that drink or drugs and a dysfunctional background cannot be of any great weight seems to the Court to be a

significant misreading of what this Court was saying in those cases. This Court went no further than to say that drink, of

itself, or drugs, of itself, cannot be a mitigating factor. Likewise, some degree of dysfunctionality in background is not

likely to provide a mitigating factor.

However, that being said, a sentencing court is required to consider as part of the overall circumstances, whether a

persistent problem with substance abuse, most particularly if it could be said to stem from a particularly difficult

upbringing, can amount to a factor which can weigh significantly in an appropriate sentencing process on the facts of a

particular case. This will be so, as Geoghegan J. pointed out, especially if there are attempts at rehabilitation, or, in the

view of this Court, where the accused was particularly young at the time of the offence and where there may be a

realistic prospect of rehabilitation in the future.”

19. This Court re-iterates the views expressed by Clarke J. in the foregoing extract from the judgment in the Fitzgibbon case.

20. Undoubtedly, in this case, the appellant has a difficult and dysfunctional personal history and has had a very significant drug

addiction problem. It may well have been the case, and probably was the case, that drugs did play a role in his involvement in this

crime, and, while, contrary to the view indicated by the learned sentencing judge in his judgment these factors are matters which

ought to have been taken into consideration in the sentencing process, neither his dysfunctional background or his involvement with

drugs, including taking drugs at the time of the commission of this crime, can in any way excuse his role in the killing of Ms. McNamara

and his culpability for that involvement. This was not a crime which occurred in the heat of the moment; the appellant knew that

someone was to be shot, albeit not a fourteen year old girl, and he played a role in events which followed the killing.

Decision

21. This Court is satisfied that the twenty year sentence imposed by the learned sentencing judge was the correct headline sentence

for this very serious crime, before taking account of the mitigating factors. However, the twenty year sentence imposed was the

bottom line figure after taking account of mitigation. It is impossible to discern from the sentencing judge’s remarks what headline

figure the sentencing judge had in mind before taking account of mitigation, and consequently it is impossible to discern what actual

reduction in sentence was allowed for the mitigating factors.

22. As stated in a number of recent judgments of this Court (see The People (DPP) v Davin Flynn [2015] IECA 290 and The People

(DPP) v MC [2015] IECA 313 the failure to clearly identity the extent to which allowance had been made for mitigating factors

represented a departure from best practice. However, as we pointed out in the Davin Flynn case:

“the mere fact that best practice has not been followed in terms of adequately stating the rationale behind the

sentence does not necessarily imply an error of principle. At the end of the day if the final sentence imposed was

correct and there was no obvious error of principle the sentence may be upheld.”

23. The Court considers that the learned sentencing judge did err in principle in relation to the imposition of the twenty year sentence

in this case in ostensibly failing to take sufficient account of mitigating factors.

24. In saying this, the Court is prepared to infer that some modest allowance was in fact made for the plea of guilty, because the

learned sentencing judge, who was very experienced, specifically made reference to it and said that he was taking it into account.

However, in circumstances where it is impossible to discern how much actual allowance was given for it, and where the bottom line

sentence was one of twenty years, this Court finds itself concerned and doubtful that sufficient allowance was in fact made for the

plea. Furthermore, what is clear from the learned sentencing judge’s remarks is that, based on his misunderstanding of the judgments

in the cases of DPP v. Keane [2008] 3I.R. 177 and DPP v. Stafford [2008] IECCA 15, he was incorrectly prepared to take little or no

account of the appellant’s drug addiction and his dysfunctional background.

25. This Court considers that the appellant’s co-operation and plea of guilty to manslaughter should have been afforded greater

recognition in this case than they appear to have been afforded in the court below. In addition, some further modest allowance

should also have been made for the appellant’s drug problem and his dysfunctional background.

26. We further consider that the learned sentencing judge ought to have given greater consideration to the prospect of rehabilitation,

in the interest not only of the appellant himself, but of society generally. At the time of sentencing, the appellant presented as an

individual who had had a serious drug addiction problem to a point where it may have played a role in the commission of this crime.

The learned sentencing judge ought to have taken account of the fact that the appellant while serving a lengthy prison sentence

would not have, in the ordinary way, access to drugs and to this extent would have a real opportunity to cure his drug addiction and

thus considerably reform himself. In addition, as was explained to the learned sentencing judge, the appellant had strong family

supports and was genuinely remorseful for his involvement in this crime. All of these factors point to, at least, the possibility of

rehabilitation. A recent report from the Head Teacher in Wheatfield prison, and a number of certificates for achievements to date

while in prison, indicate that the appellant’s rehabilitation is already underway.

27. Accordingly in circumstances where this Court finds that there were errors of principle in the learned sentencing judge’s approach,

it is necessary for this Court to quash the twenty year sentence imposed by the Central Criminal Court and sentence the appellant

afresh. This Court is prepared to interfere with the sentence imposed by the Court below to the extent, and only to the extent, that

it is necessary to afford recognition to, and make due allowance for, the matters it has identified as being relevant mitigating

circumstances and to incentivise rehabilitation.

28. As the court considers that a sentence of twenty years imprisonment is the appropriate headline sentence, it will re-impose that

sentence, but will suspend the final two years and six months of that twenty year term. In so doing, the Court is conscious that such

a limited restructuring of the sentence originally imposed in The Central Criminal Court may be regarded as mere “tinkering” with that

sentence. It is however necessary in some cases to either alter or restructure sentences in a fairly limited manner to order to ensure

that justice is done or is seen to be done, and to give guidance to judges in the sentencing of offenders and, also, in the interest of

enabling the sentenced person and the general public to fully understand the basis for a particular sentence.

29. The court has already referred to the brevity of the sentencing judgment in this case. We reiterate, yet again, that it is important

that sentencing judges should take care to set out clearly, and in sufficient detail, the reasons for their decisions to impose particular

sentences in order to ensure, as far as possible, that the basis for those sentences are apparent to those being sentenced, to the

victims of crime and to the general public.